Diploma Risk qualified Fellow of the Institute of Risk Management with years of FCA and PRA Conduct GRC experience. Providing advisory and remediation consultancy services to regulated firms (banking, insurance and lending) on Governance, Risk and Compliance matters.
FCA/PRA Compliance \ Conduct remediation and best practice.
Enterprise Risk Management Frameworks (re-alignment and repair).
Financial Crime AML, ABC and Fraud Prevention.
Key Projects: (S166), SM&CR, AML, Conduct Risk, Broking, CCA, Consumer Credit, Banking, Insurance . Motor Finance, and Investment Management Firms. Financial Crime (AML), SM&CR, information security qualifications. Certified Risk Professional (certFIRM). Leading on transformation and remediation, including KPMG, Deloitte, EY and BCS projects. Lending, Motor, Asset, Wholesale, Investments, Deposits, Insurance, Motor Finance and Broking.
Systems and Controls: Committee structure, TORs, policy and procedures, management information, monitoring and reporting. Senior Managers Regime and Certification frameworks.
Key Regulations: AML, DPA (GDPR) S166, Culture, SM&CR, Risk Management, Policy, ToRs, Operational Risk, CCA, CONC, conduct risk, enterprise risk, governance, ICOBS, financial crime, monitoring frameworks, strategic change, change of control, anti-money laundering, fraud, information security. CRR, PRA, FCA.
FCA/PRA Compliance \ Conduct remediation and best practice.
Enterprise Risk Management Frameworks (re-alignment and repair).
Financial Crime AML, ABC and Fraud Prevention.
Key Projects: (S166), SM&CR, AML, Conduct Risk, Broking, CCA, Consumer Credit, Banking, Insurance . Motor Finance, and Investment Management Firms. Financial Crime (AML), SM&CR, information security qualifications. Certified Risk Professional (certFIRM). Leading on transformation and remediation, including KPMG, Deloitte, EY and BCS projects. Lending, Motor, Asset, Wholesale, Investments, Deposits, Insurance, Motor Finance and Broking.
Systems and Controls: Committee structure, TORs, policy and procedures, management information, monitoring and reporting. Senior Managers Regime and Certification frameworks.
Key Regulations: AML, DPA (GDPR) S166, Culture, SM&CR, Risk Management, Policy, ToRs, Operational Risk, CCA, CONC, conduct risk, enterprise risk, governance, ICOBS, financial crime, monitoring frameworks, strategic change, change of control, anti-money laundering, fraud, information security. CRR, PRA, FCA.
Member of the Institute of Risk Management IRM
Contact me confidentially
07857 428722
[email protected]
(no marketing or website optimisation calls or e-mails)
07857 428722
[email protected]
(no marketing or website optimisation calls or e-mails)
Consultancy not Contractor - IR35 Check
Provision of own hardware and software.
Own Office 365 Cloud used for IT Security.
Service contract checks- Outside IR35 assessed and reported by legal firm.
Unable to undertake employee interim roles.
Working under own working time frames and to meet the contracted agreed deadlines.
Working under own discretion to attend customer offices and meetings (as necessary) to perform the services contracted.
Working under own direction to complete work professionally.
Provision of a substitute contractors of the same calibre to provide support to the same standards (if required). (CV's available on request as part of contract. Specialising together in 7 areas defined opposite)
Provision of own hardware and software.
Own Office 365 Cloud used for IT Security.
Service contract checks- Outside IR35 assessed and reported by legal firm.
Unable to undertake employee interim roles.
Working under own working time frames and to meet the contracted agreed deadlines.
Working under own discretion to attend customer offices and meetings (as necessary) to perform the services contracted.
Working under own direction to complete work professionally.
Provision of a substitute contractors of the same calibre to provide support to the same standards (if required). (CV's available on request as part of contract. Specialising together in 7 areas defined opposite)
