FSA COMPLIANCE CONSULTANT - General Insurance Consultant & Contractor
Implementation and remediation of the FSA General Insurance requirements.
General Insurance Intermediary - Risk Management & Compliance framework implementation. Conduct Risk & TCF.
Integrating a robust operational risk framework to recognised international standards.
Governance & Oversight
Organisational committee structure. Policies, Communication, MI with Key Risk Indicators.
Telephone & email support
Telephone and email regulatory advice including RMAR, ICOBS, TCF, SYSC, SUP, DISP.
Assistance with completion of the annual returns.
Approving Financial Promotions
ICOBS 2.2.3 R
Financial Crime - Anti-Money Laundering
Identify, Assess, Measure, Implement, Monitor & Report. AML, Anti-Bribery & Corruption, Fraud, Information Security, IT Security and Financial Controls.
FSA Consultant Support
With industry leading study from the Institute of Risk Management, providing excellent advise and support.