COMPLIANCE & RISK CONSULTANT
David Blake C.I.R.M- Risk and Compliance Interim Consultant.
Operational Risk Management
Providing guidance and support to operations, supporting the risk management, assessing the current environment or building a new framework for board assurance. FS risk management experience and technical skill through diploma learning at the Institute of Risk Management provides for a solid, rounded, technically skilled risk professional that can offer more than the average life experience risk manager.
Enterprise Risk Management
Taking risk management beyond risk control, embedding risk management into the fundamental strategic decision making process, assessing opportunity, building in resilience and making the most of the companies investments.
FSA Compliance oversight and monitoring goes hand in hand with good risk management practices. Providing regulatory knowledge in the FSA source books from ICOBS, SYSC, SUPP, DISP. Reducing Conduct Risk.
The technical area's of FCA compliance are important, Protecting customers and businesses from financial crime takes more than a knowledge of ICOBS. With a background as a CIFAS fraud principle and SOx project manager in a lending environment I can provide a risk based financial crime model. Technical knowledge of e-commerce, claims and employment fraud.
Implementing a robust Information Security Management Framework using the ISO 27001 standard. Governance, Policy, Procedure and a supporting Risk Management control environment with ISO 27002.
Conducting the business impact analysis and the implementation of disaster recovery and business continuity plans to recognised standards.